Professional compliance services for independent asset managers . Thanks to our many years of experience in the areas of legal and compliance services as well as relationship management for international financial institutions, we know the requirements of regulators, auditors and banks as regards the application of applicable regulations, as well as the needs of managers in terms of quality and profitability. We conduct an analysis of your needs and your possibilities, and document the agreed tasks to be conducted in a tailor made mandate.

Your advantages at a glance

Gain access to legal and compliance professionals to benefit from up to date expert knowledge. Take advantage of our dedicated compliance management system and the related IT and process organization (CRM, archiving, monitoring, reporting). 

Gain security and  therefore time for your core business. In case of an outsourcing, we take care of compliance controlling and reporting, as well as of other aspects such as ad hoc availability of expertise and deputisation of the compliance officer. Any of your data will be processed and stored exclusively in Switzerland.

Compliance fees can be planned and controlled. We agree on the scope of services according to your needs and stipulate the respective fees in a contract.